Form Type: 4

SEC EDGAR Link
Accession Number:0001246360-21-000647
Date:2021-04-01
Issuer: JMP GROUP LLC (JMP)
Original Submission Date:

Reporting Person:

TONGUE GLENN H
6 DEER HAVEN COURT
EAST HAMPTON, NY 11937

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2021-04-01 M 3,273 a $0.00 226,925 direct
COMMON SHARES 2021-04-01 0 $0.00 34,886 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED SHARE UNIT 0.0 2021-04-01 deemed execution date M 3,273 (d) 2021-04-01 2021-04-01 common shares 3,273 $0.00 9,820 direct
Footnotes
IDfootnote
f1 acquisition of common shares resulting from the vesting and delivery of 25% of the restricted share units granted on march 25, 2021.
f2 each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
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