Accession Number: | 0001209191-21-025665 |
Date: | 2021-04-05 |
Issuer: | C4 THERAPEUTICS, INC. (CCCC) |
Original Submission Date: |
ANDERSON KENNETH CARL
C/O C4 THERAPEUTICS, INC.
490 ARSENAL WAY #200
WATERTOWN, MA 02472
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-04-05 | A | 233 | a | $37.51 | 82,157 | direct | ||
COMMON STOCK | 2021-04-05 | 0 | $0.00 | 45,038 | indirect | ||||
COMMON STOCK | 2021-04-05 | 0 | $0.00 | 63,543 | indirect | f3 | |||
COMMON STOCK | 2021-04-05 | 0 | $0.00 | 63,543 | indirect | f4 | |||
COMMON STOCK | 2021-04-05 | 0 | $0.00 | 16,939 | indirect | f5 | |||
COMMON STOCK | 2021-04-05 | 0 | $0.00 | 16,939 | indirect | f6 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | these shares were issued in accordance with the issuer's non-employee director compensation policy, pursuant to which the reporting person elected to receive shares of the issuer's common stock in lieu of cash compensation for services as a non-employee director of the issuer. |
f2 | the price reported in column 4 is based upon the closing market price of the issuer's common stock on april 5, 2021. |
f3 | shares held by the kenneth c. anderson 2016 grantor retained annuity trust. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
f4 | shares held the cynthia e. anderson 2016 grantor retained annuity trust. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
f5 | shares held by the kenneth c. anderson 2015 irrevocable trust. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
f6 | shares held by the cynthia e. anderson 2015 irrevocable trust. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |