Accession Number: | 0001104659-21-047246 |
Date: | 2021-04-06 |
Issuer: | GLAUKOS CORP (GKOS) |
Original Submission Date: |
BURNS THOMAS WILLIAM
C/O GLAUKOS CORPORATION,
229 AVENIDA FABRICANTE
SAN CLEMENTE, CA 92672
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-04-06 | F | 3,675 | d | $85.94 | 348,182 | direct | ||
COMMON STOCK | 2021-04-06 | 0 | $0.00 | 277,847 | indirect | ||||
COMMON STOCK | 2021-04-06 | 0 | $0.00 | 238,107 | indirect | ||||
COMMON STOCK | 2021-04-06 | 0 | $0.00 | 120,000 | indirect | ||||
COMMON STOCK | 2021-04-06 | 0 | $0.00 | 100,000 | indirect | ||||
COMMON STOCK | 2021-04-06 | 0 | $0.00 | 100,000 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | consists of shares withheld by the issuer with respect to income taxes payable by the reporting person upon vesting and delivery of shares of common underlying restricted stock units previously granted by the issuer on march 12, 2020. |
f2 | amount reported has been adjusted to correct a mathematical error contained in the form 4 filed by the reporting person on march 22, 2021. includes 65,471 restricted stock units that have not yet vested or been delivered to the reporting person. this number of restricted stock units has also been adjusted to correct a mathematical error contained in the form 4 filed by the reporting person on march 22, 2021. |