Accession Number: | 0001567619-21-007840 |
Date: | 2021-04-06 |
Issuer: | ARDELYX, INC. (ARDX) |
Original Submission Date: |
ROSENBAUM DAVID P.
C/O ARDELYX, INC.
34175 ARDENWOOD BLVD, SUITE 200
FREMONT, CA 94555
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-04-06 | S | 5,000 | d | $8.00 | 160,047 | direct | ||
COMMON STOCK | 2021-04-06 | 0 | $0.00 | 29,969 | indirect | f2 | |||
COMMON STOCK | 2021-04-06 | 0 | $0.00 | 77,592 | indirect | f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | transaction made pursuant to a 10b5-1 trading plan adopted by the reporting person on june 26, 2020. |
f2 | the shares are directly held by the reporting person's wife. |
f3 | the shares are directly held by david paul rosenbaum and susan edelstein rosenbaum, trustees of the david paul rosenbaum family trust. |