Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-21-007840
Date:2021-04-06
Issuer: ARDELYX, INC. (ARDX)
Original Submission Date:

Reporting Person:

ROSENBAUM DAVID P.
C/O ARDELYX, INC.
34175 ARDENWOOD BLVD, SUITE 200 FREMONT, CA 94555

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-06 S 5,000 d $8.00 160,047 direct
COMMON STOCK 2021-04-06 0 $0.00 29,969 indirect f2
COMMON STOCK 2021-04-06 0 $0.00 77,592 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 transaction made pursuant to a 10b5-1 trading plan adopted by the reporting person on june 26, 2020.
f2 the shares are directly held by the reporting person's wife.
f3 the shares are directly held by david paul rosenbaum and susan edelstein rosenbaum, trustees of the david paul rosenbaum family trust.
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