Accession Number: | 0001225208-21-006691 |
Date: | 2021-04-08 |
Issuer: | EDWARDS LIFESCIENCES CORP (EW) |
Original Submission Date: |
MUSSALLEM MICHAEL A
ONE EDWARDS WAY
IRVINE, CA 92614
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-04-08 | M | 98,550 | a | $13.98 | 309,770 | direct | ||
COMMON STOCK | 2021-04-08 | G | 30,000 | d | $0.00 | 279,770 | direct | ||
COMMON STOCK | 2021-04-08 | S | 68,550 | d | $84.45 | 211,220 | direct | ||
COMMON STOCK | 2021-04-08 | G | 30,000 | a | $0.00 | 3,003,582 | indirect | ||
COMMON STOCK | 2021-04-08 | 0 | $0.00 | 371,733 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT TO ACQUIRE) | 13.98 | 2021-04-08 | deemed execution date | M | 98,550 (d) | 2014-06-08 | 2021-05-07 | common stock 98,550 | $13.98 | 65,550 | direct |
ID | footnote |
---|---|
f1 | the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on february 3, 2020. |
f2 | this transaction was executed in multiple trades at prices ranging from $84.0500 to $85.0300. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide, upon request by the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
f3 | shares represented on the most recent statement of issuer's 401(k) plan administrator. |