Form Type: 4

SEC EDGAR Link
Accession Number:0001474506-21-000061
Date:2021-04-08
Issuer: ALIMERA SCIENCES INC (ALIM)
Original Submission Date:

Reporting Person:

ASHMAN PHILIP
6120 WINDWARD PARKWAY, SUITE 290
ALPHARETTA, GA 30005

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-08 S 45 d $9.62 19,379 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 dr. ashman's sale of alim common stock was an involuntary sale to maintain a minimum cash balance by the online platform service provider used by his financial advisor. the sale, which was made without dr. ashman's knowledge or permission, was matchable under section 16(b) of the securities exchange act of 1934. dr. ashman has agreed to pay to alim, upon settlement of the sale, $225.39, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.

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