Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-026665
Date:2021-04-14
Issuer: C4 THERAPEUTICS, INC. (CCCC)
Original Submission Date:

Reporting Person:

ANDERSON KENNETH CARL
C/O C4 THERAPEUTICS, INC.
490 ARSENAL WAY #200 WATERTOWN, MA 02472

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-13 G 2,278 a $0.00 84,435 direct
COMMON STOCK 2021-04-13 G 2,278 a $0.00 47,316 indirect
COMMON STOCK 2021-04-14 M 267 a $2.11 84,702 direct
COMMON STOCK 2021-04-14 M 444 a $4.98 85,146 direct
COMMON STOCK 2021-04-14 0 $0.00 61,265 indirect f3
COMMON STOCK 2021-04-14 0 $0.00 61,265 indirect f4
COMMON STOCK 2021-04-14 0 $0.00 16,939 indirect f5
COMMON STOCK 2021-04-14 0 $0.00 16,939 indirect f6
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 2.11 2021-04-14 deemed execution date M 267 (d) 2026-07-12 common stock 267 $2.11 2,940 direct
STOCK OPTION (RIGHT TO BUY) 4.98 2021-04-14 deemed execution date M 444 (d) 2030-07-02 common stock 444 $4.98 4,002 direct
Footnotes
IDfootnote
f1 on april 13, 2021, kenneth c. anderson received a distribution of 2,278 shares of the issuer's common stock from the kenneth c. anderson 2016 grantor retained annuity trust.
f2 on april 13, 2021, cynthia e. anderson received a distribution of 2,278 shares of the issuer's common stock from the cynthia e. anderson 2016 grantor retained annuity trust.
f3 shares held by the kenneth c. anderson 2016 grantor retained annuity trust. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
f4 shares held the cynthia e. anderson 2016 grantor retained annuity trust. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
f5 shares held by the kenneth c. anderson 2015 irrevocable trust. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
f6 shares held by the cynthia e. anderson 2015 irrevocable trust. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
f7 represents underlying unexercised stock options that were granted on july 13, 2016. the terms of the original grant provide that 12.5% of this option vested and became exercisable on december 31, 2016, with the remainder vesting in 28 equal quarterly installments thereafter.
f8 represents underlying unexercised options that were granted on july 3, 2020. the terms of the original grant provide that this option shall vest and become exercisable in 12 equal quarterly installments, with the first installment vested on october 1, 2020.
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