Accession Number: | 0001209191-21-026665 |
Date: | 2021-04-14 |
Issuer: | C4 THERAPEUTICS, INC. (CCCC) |
Original Submission Date: |
ANDERSON KENNETH CARL
C/O C4 THERAPEUTICS, INC.
490 ARSENAL WAY #200
WATERTOWN, MA 02472
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-04-13 | G | 2,278 | a | $0.00 | 84,435 | direct | ||
COMMON STOCK | 2021-04-13 | G | 2,278 | a | $0.00 | 47,316 | indirect | ||
COMMON STOCK | 2021-04-14 | M | 267 | a | $2.11 | 84,702 | direct | ||
COMMON STOCK | 2021-04-14 | M | 444 | a | $4.98 | 85,146 | direct | ||
COMMON STOCK | 2021-04-14 | 0 | $0.00 | 61,265 | indirect | f3 | |||
COMMON STOCK | 2021-04-14 | 0 | $0.00 | 61,265 | indirect | f4 | |||
COMMON STOCK | 2021-04-14 | 0 | $0.00 | 16,939 | indirect | f5 | |||
COMMON STOCK | 2021-04-14 | 0 | $0.00 | 16,939 | indirect | f6 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 2.11 | 2021-04-14 | deemed execution date | M | 267 (d) | 2026-07-12 | common stock 267 | $2.11 | 2,940 | direct | ||
STOCK OPTION (RIGHT TO BUY) | 4.98 | 2021-04-14 | deemed execution date | M | 444 (d) | 2030-07-02 | common stock 444 | $4.98 | 4,002 | direct |
ID | footnote |
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f1 | on april 13, 2021, kenneth c. anderson received a distribution of 2,278 shares of the issuer's common stock from the kenneth c. anderson 2016 grantor retained annuity trust. |
f2 | on april 13, 2021, cynthia e. anderson received a distribution of 2,278 shares of the issuer's common stock from the cynthia e. anderson 2016 grantor retained annuity trust. |
f3 | shares held by the kenneth c. anderson 2016 grantor retained annuity trust. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
f4 | shares held the cynthia e. anderson 2016 grantor retained annuity trust. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
f5 | shares held by the kenneth c. anderson 2015 irrevocable trust. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
f6 | shares held by the cynthia e. anderson 2015 irrevocable trust. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
f7 | represents underlying unexercised stock options that were granted on july 13, 2016. the terms of the original grant provide that 12.5% of this option vested and became exercisable on december 31, 2016, with the remainder vesting in 28 equal quarterly installments thereafter. |
f8 | represents underlying unexercised options that were granted on july 3, 2020. the terms of the original grant provide that this option shall vest and become exercisable in 12 equal quarterly installments, with the first installment vested on october 1, 2020. |