Accession Number: | 0001567619-21-008044 |
Date: | 2021-04-12 |
Issuer: | BERKELEY LIGHTS, INC. (BLI) |
Original Submission Date: |
MERKADEAU STUART L
C/O BERKELEY LIGHTS, INC.
5858 HORTON STREET, SUITE 320
EMERYVILLE, CA 94608
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-04-12 | M | 7,500 | a | $2.26 | 162,458 | direct | ||
COMMON STOCK | 2021-04-12 | S | 2,301 | d | $46.65 | 160,157 | direct | ||
COMMON STOCK | 2021-04-12 | S | 5,199 | d | $47.46 | 154,958 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 2.26 | 2021-04-12 | deemed execution date | M | 7,500 (d) | 2026-03-23 | common stock 7,500 | $2.26 | 62,997 | direct |
ID | footnote |
---|---|
f1 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan. |
f2 | the price reported in column 4 is a weighted-average price. these shares were sold in multiple transactions at prices ranging from $46.22 to $46.90. the reporting person undertakes to provide berkeley lights, inc. (the "company"), any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f3 | the price reported in column 4 is a weighted-average price. these shares were sold in multiple transactions at prices ranging from $47.22 to $47.67. the reporting person undertakes to provide the company, any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
f4 | the stock option is currently exercisable. |