Form Type: 4

SEC EDGAR Link
Accession Number:0001399886-21-000001
Date:2021-04-12
Issuer: NATURES SUNSHINE PRODUCTS INC (NATR)
Original Submission Date:

Reporting Person:

TEETS JOHN CHRISTOPHER
C/O RED MOUNTAIN CAPITAL PARTNERS LLC
10100 SANTA MONICA BOULEVARD, SUITE 925 LOS ANGELES, CA 90067

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2021-04-12 A 972 a $0.00 30,812 direct
COMMON SHARES 2021-04-12 A 543 a $0.00 31,355 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person was previously granted, and reported certain rsu awards. the number of shares underlying such awards were adjusted pursuant to the terms of the original grant as a result of a special cash dividend paid by the company on april 12, 2021. incremental shares granted pursuant to such adjustments are reported in the aggregate with 281 shares relating to a may 3, 2018 grant; 271 shares relating to a may 8, 2019 grant; and 420 shares relating to a may 6, 2020 grant.
f2 the reporting person was previously granted, and reported certain option awards. as a result of a special cash dividend paid by the company on april 12, 2021, the reporting person was granted incremental shares as an adjustment to the vested option award.
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