Form Type: 4

SEC EDGAR Link
Accession Number:0000717538-21-000103
Date:2021-03-02
Issuer: ARROW FINANCIAL CORP (AROW)
Original Submission Date:

Reporting Person:

HOY THOMAS L
ARROW FINANCIAL CORPORATION
250 GLEN STREET GLENS FALLS, NY 12801

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-02 G 800 d $0.00 197,612 direct
COMMON STOCK 2021-03-12 G 1,400 d $0.00 196,212 direct
COMMON STOCK 2021-04-14 J 258 a $33.93 196,470 direct
COMMON STOCK 2021-03-02 0 $0.00 5,521 indirect
COMMON STOCK 2021-03-02 0 $0.00 3,024 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 quarterly director's retainer payment. shares acquired by the administrator of the director's stock plan.
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