Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-21-008169
Date:2021-04-13
Issuer: BERKELEY LIGHTS, INC. (BLI)
Original Submission Date:

Reporting Person:

BREINLINGER KEITH
C/O BERKELEY LIGHTS, INC.
5858 HORTON STREET, SUITE 320 EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-13 M 8,250 a $2.10 36,286 direct
COMMON STOCK 2021-04-13 S 4,442 d $47.98 31,844 direct
COMMON STOCK 2021-04-13 S 3,808 d $48.63 28,036 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 2.1 2021-04-13 deemed execution date M 8,250 (d) 2027-11-01 common stock 8,250 $2.10 140,000 direct
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan.
f2 the price reported in column 4 is a weighted-average price. these shares were sold in multiple transactions at prices ranging from $47.44 to $48.42. the reporting person undertakes to provide berkeley lights, inc. (the "company"), any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f3 the price reported in column 4 is a weighted-average price. these shares were sold in multiple transactions at prices ranging from $48.46 to $49.09. the reporting person undertakes to provide the company, any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the stock option is partially vested and will vest with respect to the remainder of the shares in equal monthly installments until fully vested on november 2, 2021.
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