Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-013765
Date:2021-04-15
Issuer: YUM BRANDS INC (YUM)
Original Submission Date:

Reporting Person:

GIBBS DAVID W
7100 CORPORATE DRIVE
PLANO, TX 75024

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-15 M 2,228 a $45.88 22,256 direct
COMMON STOCK 2021-04-15 D 866 d $118.16 21,390 direct
COMMON STOCK 2021-04-15 S 1,362 d $118.47 20,028 direct
COMMON STOCK 2021-04-15 0 $0.00 39,499 indirect
COMMON STOCK 2021-04-15 0 $0.00 26,394 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHT 45.88 2021-04-15 deemed execution date M 2,228 (d) 2013-02-08 2022-02-08 common stock 2,228 $45.88 20,045 direct
Footnotes
IDfootnote
f1 pursuant to 10b5-1 plan
f2 vesting occurs on a quarterly basis beginning one year from grant date.

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