Accession Number: | 0001142495-21-000032 |
Date: | 2021-04-14 |
Issuer: | JMP GROUP LLC (JMP) |
Original Submission Date: |
WEDBUSH SECURITIES INC
1000 WILSHIRE BLVD., SUITE 900
ATTN: COMPLIANCE DEPT.
LOS ANGELES, CA 90017
WEDBUSH CAPITAL, INC.
1000 WILSHIRE BLVD
LOS ANGELES, CA 90017
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
SHARES REPRESENTING LIMITED LIABILITY COMPANY INTERESTS IN J | 2021-04-14 | P | 102 | a | $6.74 | 2,097,602 | direct | ||
SHARES REPRESENTING LIMITED LIABILITY COMPANY INTERESTS IN J | 2021-04-14 | P | 102 | a | $6.74 | 2,097,602 | indirect | f2,f3 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | securities listed in table i intended as passive investment. |
f2 | this form 4 is being filed by the undersigned. wedbush securities inc. directly holds the securities of the issuer. wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityholder of wedbush securities inc. in accordance with instruction 4 b iv to form 4, the entire amount of the issuer securities held by wedbush securities inc. is reported herein |
f3 | for purposes of section 16, each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities or otherwise. |