Accession Number: | 0001209191-21-026983 |
Date: | 2021-04-14 |
Issuer: | MARCUS & MILLICHAP, INC. (MMI) |
Original Submission Date: |
MARCUS GEORGE M
C/O MARCUS & MILLICHAP, INC.
23975 PARK SORRENTO, SUITE 400
CALABASAS, CA 91302
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-04-14 | S | 22,719 | d | $35.48 | 14,292,486 | indirect | f3 | |
COMMON STOCK | 2021-04-15 | S | 7,199 | d | $35.64 | 14,285,287 | indirect | f3 | |
COMMON STOCK | 2021-04-14 | 0 | $0.00 | 22,566 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | shares sold through sales plan pursuant to rule 10b5-1(c)(1) of the securities exchange act of 1934, as amended. the shares included in the sales plan have now been fully sold. |
f2 | the range of prices for the shares of common stock is from $35.40 to $35.69. the reporting person undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price. |
f3 | mr. marcus is the sole member and manager of ionian investments manager llc, which is the non-member manager of phoenix, and beneficially owns 98.9% of its membership interests. mr. marcus has voting and investment power with respect to the shares held by phoenix. mr. marcus disclaims beneficial ownership of shares held by phoenix except to the extent of his pecuniary interest therein. |
f4 | the range of prices for the shares of common stock is from $35.50 to $35.81. the reporting person undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price. |