Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-014025
Date:2021-04-15
Issuer: CORNING INC /NY (GLW)
Original Submission Date:

Reporting Person:

NELSON AVERY H III
ONE RIVERFRONT PLAZA
CORNING, NY 14831

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-15 M 6,243 a $0.00 6,243 direct
COMMON STOCK 2021-04-15 F 2,121 d $45.90 4,122 direct
COMMON STOCK 2021-04-15 0 $0.00 3,435 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-04-15 deemed execution date M 6,243 (d) common stock 6,243 $0.00 0 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 5,896 $0.00 5,896 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 13,344 $0.00 13,344 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 2,765 $0.00 2,765 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 9,548 $0.00 9,548 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 12,214 $0.00 12,214 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 1,765 $0.00 1,765 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of corning incorporated common stock.
f2 earned restricted stock units awarded april 2, 2018 remained restricted until april 15, 2021, when they vested and converted into glw common stock per terms of april 2018 agreement approved by compensation committee.
f3 the restricted stock units vest 100% on april 15, 2022. vested shares will be delivered to the reporting person within thirty (30) days after april 15, 2022. events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to april 15, 2022.
f4 the restricted stock units vest 100% on april 14, 2023. vested shares will be delivered to the reporting person within thirty (30) days after april 14, 2023. events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to april 14, 2023.
f5 the restricted stock units vest 100% on april 15, 2024. vested shares will be delivered to the reporting person within thirty (30) days after april 15, 2024. events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to april 15, 2024.
f6 the restricted stock units will vest ratably over three years from the may 15, 2020 grant date. vested shares will be delivered to the reporting person within sixty (60) days after vesting. events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
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