Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-014032
Date:2021-04-15
Issuer: CORNING INC /NY (GLW)
Original Submission Date:

Reporting Person:

WEEKS WENDELL P
ONE RIVERFRONT PLAZA
CORNING, NY 14831

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-15 M 80,059 a $0.00 80,059 direct
COMMON STOCK 2021-04-15 F 37,324 d $45.90 42,735 direct
COMMON STOCK 2021-04-15 0 $0.00 726,847 indirect
COMMON STOCK 2021-04-15 0 $0.00 6,372 indirect f2
COMMON STOCK 2021-04-15 0 $0.00 9,200 indirect f2
COMMON STOCK 2021-04-15 0 $0.00 10,502 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-04-15 deemed execution date M 80,059 (d) common stock 80,059 $0.00 0 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 69,052 $0.00 69,052 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 147,612 $0.00 147,612 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 79,450 $0.00 79,450 direct
RESTRICTED STOCK UNIT 0.0 deemed execution date 0 ( ) common stock 8,705 $0.00 8,705 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of corning incorporated common stock.
f2 the reporting person disclaims beneficial ownership of all securities held by spouse.
f3 earned restricted stock units awarded april 2, 2018 remained restricted until april 15, 2021, when they vested and converted into glw common stock per terms of april 2018 agreement approved by compensation committee.
f4 the restricted stock units vest 100% on april 15, 2022. vested shares will be delivered to the reporting person within thirty (30) days after april 15, 2022. events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to april 15, 2022.
f5 the restricted stock units vest 100% on april 14, 2023. vested shares will be delivered to the reporting person within thirty (30) days after april 14, 2023. events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to april 14, 2023.
f6 the restricted stock units vest 100% on april 15, 2024. vested shares will be delivered to the reporting person within thirty (30) days after april 15, 2024. events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to april 15, 2024.
f7 the restricted stock units will vest ratably over three years from grant date. vested shares will be delivered to the reporting person within sixty (60) days after vesting. events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.
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