Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-027613
Date:2021-04-16
Issuer: OTONOMY, INC. (OTIC)
Original Submission Date:

Reporting Person:

WEBER DAVID ALLEN
C/O OTONOMY, INC.
4796 EXECUTIVE DRIVE SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-16 A 220,000 a $0.00 246,768 direct
COMMON STOCK 0 $0.00 21,876 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 each share is represented by a restricted stock unit ("rsu"). twenty-five percent (25%) of the rsus will vest on the one (1) year anniversary of march 24, 2021 (the "vesting commencement date") and seventy-five percent (75%) of the rsus will vest on the two-year anniversary of the vesting commencement date, subject to the reporting person's continued service as of each such vesting date.
f2 the shares are held by the weber trust dated march 9, 2005 for which the reporting person serves as trustee.

Elevate your investments