Form Type: 4

SEC EDGAR Link
Accession Number:0000014693-21-000040
Date:2021-04-27
Issuer: BROWN FORMAN CORP (BFA, BFB)
Original Submission Date:

Reporting Person:

HAYES JOHN V.
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS B COMMON 2021-04-27 M 14,456 a $18.22 20,678 direct
CLASS B COMMON 2021-04-27 F 6,928 d $75.96 7,808 direct
CLASS B COMMON 2021-04-27 0 $0.00 47,036 indirect
CLASS B COMMON 2021-04-27 0 $0.00 7,809 indirect
CLASS B COMMON 2021-04-27 0 $0.00 14,271 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK APPRECIATION RIGHT 18.217 2021-04-27 deemed execution date M 14,456 (d) 2014-05-01 2021-04-30 class b common 14,456 $18.22 0 direct
Footnotes
IDfootnote
f1 the closing price of bf-b on april 26, 2021 was used to calculate the withholding obligation.
f2 updated to reflect transfer from direct holdings to revocable trust.
f3 updated to reflect dividend reinvestment and transfer from direct holdings to revocable trust.
f4 number of shares acquired through the issuer's 401(k) plan as of april 26, 2021.
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