Accession Number: | 0000014693-21-000040 |
Date: | 2021-04-27 |
Issuer: | BROWN FORMAN CORP (BFA, BFB) |
Original Submission Date: |
HAYES JOHN V.
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON | 2021-04-27 | M | 14,456 | a | $18.22 | 20,678 | direct | ||
CLASS B COMMON | 2021-04-27 | F | 6,928 | d | $75.96 | 7,808 | direct | ||
CLASS B COMMON | 2021-04-27 | 0 | $0.00 | 47,036 | indirect | ||||
CLASS B COMMON | 2021-04-27 | 0 | $0.00 | 7,809 | indirect | ||||
CLASS B COMMON | 2021-04-27 | 0 | $0.00 | 14,271 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK APPRECIATION RIGHT | 18.217 | 2021-04-27 | deemed execution date | M | 14,456 (d) | 2014-05-01 | 2021-04-30 | class b common 14,456 | $18.22 | 0 | direct |
ID | footnote |
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f1 | the closing price of bf-b on april 26, 2021 was used to calculate the withholding obligation. |
f2 | updated to reflect transfer from direct holdings to revocable trust. |
f3 | updated to reflect dividend reinvestment and transfer from direct holdings to revocable trust. |
f4 | number of shares acquired through the issuer's 401(k) plan as of april 26, 2021. |