Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-057679
Date:2021-04-29
Issuer: BEACON ROOFING SUPPLY INC (BECN)
Original Submission Date:

Reporting Person:

CD&R INVESTMENT ASSOCIATES IX, LTD.
C/O CLAYTON, DUBILIER & RICE, LLC,
375 PARK AVENUE NEW YORK, NY 10152

Reporting Person:

CD&R BOULDER HOLDINGS, L.P.
C/O CLAYTON , DUBILIER & RICE, LLC
375 PARK AVENUE NEW YORK, NY 10152

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-29 P 563,611 a $53.23 14,320,972 f1 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these securities are owned directly by cd&r boulder holdings, l.p. ("cd&r stockholder"). cd&r associates ix, ltd., as the general partner of cd&r stockholder may be deemed to beneficially own the shares of common stock held by cd&r stockholder. cd&r investment associates ix, ltd. expressly disclaims beneficial ownership of the shares of common stock held by cd&r stockholder, except to the extent of its pecuniary interest therein.
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