Form Type: 4

SEC EDGAR Link
Accession Number:0000091576-21-000067
Date:2021-04-29
Issuer: KEYCORP /NEW/ (KEY)
Original Submission Date:

Reporting Person:

MIDKIFF MARK W
C/O KEYCORP
127 PUBLIC SQUARE CLEVELAND, OH 44114

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2021-04-29 M 17,916 a $17.51 68,836 direct
COMMON SHARES 2021-04-29 S 17,916 d $21.85 50,920 direct
COMMON SHARES 2021-04-29 M 9,291 a $18.98 60,211 direct
COMMON SHARES 2021-04-29 S 5,885 d $21.89 54,326 direct
COMMON SHARES 2021-04-29 F 3,157 d $21.92 51,169 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION TO BUY 17.51 2021-04-29 deemed execution date M 17,916 (d) 2029-02-18 common shares 17,916 $17.51 17,914 direct
OPTION TO BUY 18.98 2021-04-29 deemed execution date M 9,291 (d) 2030-02-24 common shares 9,291 $18.98 27,871 direct
Footnotes
IDfootnote
f1 the price reported is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $21.85 to $21.86.
f2 the reporting person may provide to keycorp, any security holder of keycorp, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price.
f3 the option to buy, granted on february 18, 2019, vests in four equal annual installments beginning on february 17, 2020.
f4 the option to buy, granted on february 24, 2020, vests in four equal annual installments beginning on february 24, 2021.
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