Accession Number: | 0000091576-21-000067 |
Date: | 2021-04-29 |
Issuer: | KEYCORP /NEW/ (KEY) |
Original Submission Date: |
MIDKIFF MARK W
C/O KEYCORP
127 PUBLIC SQUARE
CLEVELAND, OH 44114
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2021-04-29 | M | 17,916 | a | $17.51 | 68,836 | direct | ||
COMMON SHARES | 2021-04-29 | S | 17,916 | d | $21.85 | 50,920 | direct | ||
COMMON SHARES | 2021-04-29 | M | 9,291 | a | $18.98 | 60,211 | direct | ||
COMMON SHARES | 2021-04-29 | S | 5,885 | d | $21.89 | 54,326 | direct | ||
COMMON SHARES | 2021-04-29 | F | 3,157 | d | $21.92 | 51,169 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
OPTION TO BUY | 17.51 | 2021-04-29 | deemed execution date | M | 17,916 (d) | 2029-02-18 | common shares 17,916 | $17.51 | 17,914 | direct | ||
OPTION TO BUY | 18.98 | 2021-04-29 | deemed execution date | M | 9,291 (d) | 2030-02-24 | common shares 9,291 | $18.98 | 27,871 | direct |
ID | footnote |
---|---|
f1 | the price reported is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $21.85 to $21.86. |
f2 | the reporting person may provide to keycorp, any security holder of keycorp, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price. |
f3 | the option to buy, granted on february 18, 2019, vests in four equal annual installments beginning on february 17, 2020. |
f4 | the option to buy, granted on february 24, 2020, vests in four equal annual installments beginning on february 24, 2021. |