Form Type: 4

SEC EDGAR Link
Accession Number:0001246360-21-000690
Date:2021-05-03
Issuer: GATX CORP (GATX)
Original Submission Date:

Reporting Person:

YOVOVICH PAUL G
980 N. MICHIGAN AVE.
CHICAGO, IL 60611

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-05-03 A 728 a $97.12 32,427 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 includes 87 shares acquired pursuant to a dividend reinvestment feature of the gatx directors' phantom stock plan ("phantom stock plan") and 74 shares acquired pursuant to a dividend reinvestment feature of the directors deferred fee plan ("deferred fee plan").
f2 includes that portion of (a) the quarterly payment of the annual directors' fee (308 shares) credited to an account established for each director under the gatx directors' phantom stock plan ("phantom stock plan") and (b) the annual retainer fee (257 shares) which the reporting person elected to invest in units of phantom stock under the directors' deferred fee plan ("deferred fee plan") which in each case will be settled in common stock upon the expiration of the directors' service on the board.
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