Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-015273
Date:2021-04-30
Issuer: AMERICAN EXPRESS CO (AXP)
Original Submission Date:

Reporting Person:

JOABAR RAYMOND
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK, NY 10285-5001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-30 A 6,582 a $154.63 15,737 direct
COMMON STOCK 2021-04-30 F 3,503 d $154.63 12,234 direct
COMMON STOCK 2021-04-30 0 $0.00 240 indirect
COMMON STOCK 2021-04-30 0 $0.00 2,745 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares acquired pursuant to vesting of restricted stock units that were granted to the reporting person in april 2018 and have vested based on the company's 2018-20 average return on equity performance.
f2 the reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock units.
f3 shares held in reporting person's account under the company's retirement savings plan. this plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the company pooled stock fund.
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