Accession Number: | 0001127602-21-015273 |
Date: | 2021-04-30 |
Issuer: | AMERICAN EXPRESS CO (AXP) |
Original Submission Date: |
JOABAR RAYMOND
200 VESEY STREET, AMERICAN EXPRESS TOWER
NEW YORK, NY 10285-5001
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-04-30 | A | 6,582 | a | $154.63 | 15,737 | direct | ||
COMMON STOCK | 2021-04-30 | F | 3,503 | d | $154.63 | 12,234 | direct | ||
COMMON STOCK | 2021-04-30 | 0 | $0.00 | 240 | indirect | ||||
COMMON STOCK | 2021-04-30 | 0 | $0.00 | 2,745 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents shares acquired pursuant to vesting of restricted stock units that were granted to the reporting person in april 2018 and have vested based on the company's 2018-20 average return on equity performance. |
f2 | the reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock units. |
f3 | shares held in reporting person's account under the company's retirement savings plan. this plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the company pooled stock fund. |