Accession Number: | 0001726978-21-000066 |
Date: | 2021-05-04 |
Issuer: | GOOSEHEAD INSURANCE, INC. (GSHD) |
Original Submission Date: |
MARK & ROBYN JONES DESCENDANTS TRUST 2014
C/O GOOSEHEAD INSURANCE, INC.
1500 SOLANA BLVD., BLDG 4, STE 4500
WESTLAKE, TX 76262
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK | 2021-05-04 | C | 20,944 | d | $0.00 | 10,771,983 | direct | ||
CLASS A COMMON STOCK | 2021-05-04 | C | 20,944 | a | $0.00 | 20,944 | direct | ||
CLASS A COMMON STOCK | 2021-05-04 | S | 20,124 | d | $101.85 | 820 | direct | ||
CLASS A COMMON STOCK | 2021-05-04 | S | 820 | d | $102.70 | 0 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
LLC UNITS IN GOOSEHEAD FINANCIAL, LLC | 0.0 | 2021-05-04 | deemed execution date | C | 20,944 (d) | class a common stock 20,944 | $0.00 | 10,771,983 | direct |
ID | footnote |
---|---|
f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $101.37 to $102.36, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $102.40 to $102.96, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4. |
f3 | each llc unit, together with a share of class b common stock, may be converted by the holder into one share of class a common stock at any time. the llc units do not expire. |