Form Type: 4

SEC EDGAR Link
Accession Number:0000855658-21-000105
Date:2021-05-05
Issuer: LATTICE SEMICONDUCTOR CORP (LSCC)
Original Submission Date:

Reporting Person:

MAJOR JOHN E
5555 NE MOORE COURT
HILLSBORO, OR 97124

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-05-05 M 7,494 a $0.00 38,552 direct
COMMON STOCK 2021-05-05 M 1,000 a $6.29 39,552 direct
COMMON STOCK 2021-05-05 S 1,000 d $48.14 38,552 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 6.29 2021-05-05 deemed execution date M 1,000 (d) 2019-03-14 2028-03-14 common stock 1,000 $6.29 56,756 direct
RESTRICTED STOCK UNIT (RSU) 0.0 2021-05-05 deemed execution date M 7,494 (d) 2021-05-05 common stock 7,494 $0.00 0 direct
Footnotes
IDfootnote
f1 restricted stock units - no purchase price for this transaction.
f2 the transaction indicated was conducted under an approved 10b5-1 plan.
f3 this option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.
f4 each restricted stock unit (rsu) represents a right to receive one share of the issuers common shares without payment of specific consideration.
f5 the restricted stock units vest 100% on the first anniversary of the grant date.
f6 not applicable.

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