Accession Number: | 0001104659-21-062586 |
Date: | 2021-05-04 |
Issuer: | PRECIGEN, INC. (PGEN) |
Original Submission Date: |
ARES TRADING S.A.
ZONE INDUSTRIELLE DE L'OURIETTAZ
AUBONNE, V8 1170
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-05-04 | S | 94,950 | d | $7.08 | 27,121,267 | direct | ||
COMMON STOCK | 2021-05-05 | S | 57,261 | d | $6.86 | 27,064,006 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|
ID | footnote |
---|---|
f1 | the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by ares trading, s.a. on april 29, 2021. |