Accession Number: | 0000899243-21-018729 |
Date: | 2021-05-07 |
Issuer: | AGENUS INC (AGEN) |
Original Submission Date: |
ARMEN GARO H
C/O AGENUS INC.
3 FORBES ROAD
LEXINGTON, MA 02421
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-05-07 | A | 4,817 | a | $3.07 | 600,011 | direct | ||
COMMON STOCK | 2021-05-07 | 0 | $0.00 | 125,969 | indirect | f3 | |||
COMMON STOCK | 2021-05-07 | 0 | $0.00 | 700,000 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | as previously reported in the current report on form 8-k filed with the securities and exchange commission on january 14, 2021, garo h. armen's salary is being paid in stock, in lieu of cash, for the first half of 2021. the amount reported herein represents the net amount of dr. armen's salary for the pay period ending may 7, 2021. such shares are issued in accordance with the agenus inc. 2019 equity incentive plan and are fully vested on the date of issuance. |
f2 | $3.07 is the closing price of our common stock on may 7, 2021, the payroll date for the pay period ending may 7, 2021. |
f3 | shares are held in dr. armen's ira accounts. |
f4 | dr. armen is trustee and has investment authority for the garo armen 2020 2 year ag grat holder of 600,000 shares of our common stock. dr. armen is a general partner in pixie partners, a general partnership ("pixie"), which as of the date of this report owns 100,000 shares of our common stock. dr. armen has a pecuniary interest in only a portion of the shares held by pixie and disclaims beneficial ownership to the extent of his pecuniary interest therein. |