Accession Number: | 0000073124-21-000197 |
Date: | 2021-05-05 |
Issuer: | NORTHERN TRUST CORP (NTRS) |
Original Submission Date: |
BROWNE ROBERT P
50 SOUTH LA SALLE ST
CHICAGO, IL 60603
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-05-05 | M | 6,755 | a | $88.06 | 31,954 | direct | ||
COMMON STOCK | 2021-05-05 | S | 6,755 | d | $116.83 | 25,199 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTION (RIGHT-TO-BUY) | 88.06 | 2021-05-05 | deemed execution date | M | 6,755 (d) | 2027-02-21 | common stock 6,755 | $88.06 | 2,601 | direct |
ID | footnote |
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f1 | includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the corporation's common stock. |
f2 | this option became exercisable in four equal annual installments beginning on february 21, 2018. |