Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-031140
Date:2021-05-06
Issuer: WORTHINGTON INDUSTRIES INC (WOR)
Original Submission Date:

Reporting Person:

GILMORE GEOFFREY G
200 OLD WILSON BRIDGE ROAD
COLUMBUS, OH 43085

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2021-05-06 M 6,000 a $43.04 194,841 direct
COMMON SHARES 2021-05-06 M 7,500 a $42.30 202,341 direct
COMMON SHARES 2021-05-06 M 6,400 a $47.76 208,741 direct
COMMON SHARES 2021-05-06 M 4,267 a $42.91 213,008 direct
COMMON SHARES 2021-05-06 S 24,167 d $70.24 188,841 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 43.04 2021-05-06 deemed execution date M 6,000 (d) 2015-06-30 2024-06-30 common shares 6,000 $43.04 0 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 42.3 2021-05-06 deemed execution date M 7,500 (d) 2017-06-30 2026-06-30 common shares 7,500 $42.30 0 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 47.76 2021-05-06 deemed execution date M 6,400 (d) 2018-06-29 2027-06-29 common shares 6,400 $47.76 0 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 42.91 2021-05-06 deemed execution date M 4,267 (d) 2019-06-28 2028-06-28 common shares 4,267 $42.91 0 direct
PHANTOM STOCK ACQUIRED UNDER DEFERRED COMPENSATION PLAN 0.0 deemed execution date 0 ( ) common shares $0.00 9,358 direct
Footnotes
IDfootnote
f1 the price reported is a weighted average price. the reporting person undertakes to provide to worthington industries, inc. (the "issuer"), any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of common shares sold at each separate price within the ranges set forth.
f2 this non-qualified stock option was granted pursuant to the worthington industries, inc. 2010 stock option plan and vested at 33.33% per year, beginning on the date listed.
f3 the account under the 2005 nq plan (defined in footnote (4) below) tracks common shares on a one-for-one basis.
f4 prior to october 1, 2014, the account balances related to the theoretical worthington industries, inc. common share deemed investment option could be immediately transferred to other deemed investment options under the terms of the worthington industries, inc. amended and restated 2005 deferred compensation plan, as amended (the "2005 nq plan").
f5 the 2005 nq plan provides that effective october 1, 2014 and thereafter, any amount credited in a participant's account to the phantom stock fund (i.e. theoretical worthington industries, inc. common share deemed investment option) may not be transferred to an alternative deemed investment option under the 2005 nq plan until distribution from the 2005 nq plan. distributions are made only in common shares of worthington industries, inc. and generally commence upon a person's leaving employment with worthington industries, inc.
f6 the amount reported includes the additional unfunded theoretical common shares (i.e., phantom stock) credited to the theoretical worthington industries, inc. common share deemed investment option pursuant to the dividend reinvestment feature of the 2005 nq plan on march 31, 2021.

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