Form Type: 4

SEC EDGAR Link
Accession Number:0001739910-21-000038
Date:2021-05-06
Issuer: BIG 5 SPORTING GOODS CORP (BGFV)
Original Submission Date:

Reporting Person:

CLARK BOYD O
C/O BIG 5 SPORTING GOODS CORPORATION
2525 EAST EL SEGUNDO BLVD. EL SEGUNDO, CA 90245

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $.01 2021-05-06 M 9,000 a $6.20 73,587 direct
COMMON STOCK, PAR VALUE $.01 2021-05-06 M 6,000 a $4.07 79,587 direct
COMMON STOCK, PAR VALUE $.01 2021-05-06 M 3,300 a $2.23 82,887 direct
COMMON STOCK, PAR VALUE $.01 2021-05-06 S 18,300 d $25.00 64,587 direct
COMMON STOCK, PAR VALUE $.01 2021-05-07 S 12,795 d $30.00 51,792 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 6.2 2021-05-06 deemed execution date M 9,000 (d) 2028-03-01 common stock, par value $.01 9,000 $6.20 3,000 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 4.07 2021-05-06 deemed execution date M 6,000 (d) 2029-03-01 common stock, par value $.01 6,000 $4.07 6,000 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 2.23 2021-05-06 deemed execution date M 3,300 (d) 2030-02-28 common stock, par value $.01 3,300 $2.23 9,900 direct
Footnotes
IDfootnote
f1 these options were granted on march 1, 2018, and vest in four equal annual installments, with the final vesting date being march 1, 2022.
f2 these options were granted on march 1, 2019, and vest in four equal annual installments, with the final vesting date being march 1, 2023.
f3 these options were granted on february 28, 2020, and vest in four equal annual installments, with the final vesting date being february 28, 2024.

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