Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-031237
Date:2021-05-06
Issuer: AMERICAN FINANCIAL GROUP INC (AFG)
Original Submission Date:

Reporting Person:

BERDING JOHN B
301 EAST FOURTH STREET
27TH FLOOR CINCINNATI, OH 45202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-05-06 M 4,377 a $38.11 38,171 direct
COMMON STOCK 2021-05-06 S 4,377 d $127.71 33,794 direct
COMMON STOCK 2021-05-06 M 4,000 a $44.01 37,794 direct
COMMON STOCK 2021-05-06 S 4,000 d $127.71 33,794 direct
COMMON STOCK 2021-05-07 M 2,000 a $44.01 35,794 direct
COMMON STOCK 2021-05-07 S 2,000 d $128.75 33,794 direct
COMMON STOCK 0 $0.00 233 indirect
COMMON STOCK 0 $0.00 14,064 indirect
COMMON STOCK 0 $0.00 4,162 indirect
COMMON STOCK 0 $0.00 19,741 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION EXERCISE 38.11 2021-05-06 deemed execution date M 4,377 (d) 2022-02-23 common stock 4,377 $38.11 0 direct
STOCK OPTION EXERCISE 44.01 2021-05-06 deemed execution date M 4,000 (d) 2023-02-21 common stock 4,000 $44.01 23,728 direct
STOCK OPTION EXERCISE 44.01 2021-05-07 deemed execution date M 2,000 (d) 2023-02-21 common stock 2,000 $44.01 21,728 direct
PHANTOM STOCK 0.0 2021-05-07 deemed execution date I 1,395 (d) common stock 1,395 $0.00 3,250 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $127.41 to $128.09, inclusive. the reporting person undertakes to provide to american financial group, inc., ("afg"), any security holder of afg, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f2 shares owned by the reporting person in the issuer's employee stock purchase plan (the "espp"). all espp information reporting herein is based on a plan statement dated as of 12/31/2020.
f3 represents amounts held by reporting person in a retirement plan of the issuer based on a statement dated 12/31/2020.
f4 these employee stock options become exercisable in five equal installments beginning on the first anniversary of the grant date.
f5 each share of phantom stock is the economic equivalent of one share of afg common stock. shares of phantom stock are held in a retirement plan of the issuer and are payable in cash following the reporting person's termination of employment with afg.

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