Accession Number: | 0001209191-21-031237 |
Date: | 2021-05-06 |
Issuer: | AMERICAN FINANCIAL GROUP INC (AFG) |
Original Submission Date: |
BERDING JOHN B
301 EAST FOURTH STREET
27TH FLOOR
CINCINNATI, OH 45202
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-05-06 | M | 4,377 | a | $38.11 | 38,171 | direct | ||
COMMON STOCK | 2021-05-06 | S | 4,377 | d | $127.71 | 33,794 | direct | ||
COMMON STOCK | 2021-05-06 | M | 4,000 | a | $44.01 | 37,794 | direct | ||
COMMON STOCK | 2021-05-06 | S | 4,000 | d | $127.71 | 33,794 | direct | ||
COMMON STOCK | 2021-05-07 | M | 2,000 | a | $44.01 | 35,794 | direct | ||
COMMON STOCK | 2021-05-07 | S | 2,000 | d | $128.75 | 33,794 | direct | ||
COMMON STOCK | 2021-05-06 | 0 | $0.00 | 233 | indirect | ||||
COMMON STOCK | 2021-05-06 | 0 | $0.00 | 14,064 | indirect | ||||
COMMON STOCK | 2021-05-06 | 0 | $0.00 | 4,162 | indirect | ||||
COMMON STOCK | 2021-05-06 | 0 | $0.00 | 19,741 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION EXERCISE | 38.11 | 2021-05-06 | deemed execution date | M | 4,377 (d) | 2022-02-23 | common stock 4,377 | $38.11 | 0 | direct | ||
STOCK OPTION EXERCISE | 44.01 | 2021-05-06 | deemed execution date | M | 4,000 (d) | 2023-02-21 | common stock 4,000 | $44.01 | 23,728 | direct | ||
STOCK OPTION EXERCISE | 44.01 | 2021-05-07 | deemed execution date | M | 2,000 (d) | 2023-02-21 | common stock 2,000 | $44.01 | 21,728 | direct | ||
PHANTOM STOCK | 0.0 | 2021-05-07 | deemed execution date | I | 1,395 (d) | common stock 1,395 | $0.00 | 3,250 | direct |
ID | footnote |
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f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $127.41 to $128.09, inclusive. the reporting person undertakes to provide to american financial group, inc., ("afg"), any security holder of afg, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4. |
f2 | shares owned by the reporting person in the issuer's employee stock purchase plan (the "espp"). all espp information reporting herein is based on a plan statement dated as of 12/31/2020. |
f3 | represents amounts held by reporting person in a retirement plan of the issuer based on a statement dated 12/31/2020. |
f4 | these employee stock options become exercisable in five equal installments beginning on the first anniversary of the grant date. |
f5 | each share of phantom stock is the economic equivalent of one share of afg common stock. shares of phantom stock are held in a retirement plan of the issuer and are payable in cash following the reporting person's termination of employment with afg. |