Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-031235
Date:2021-05-07
Issuer: ALCOA CORP (AA)
Original Submission Date:

Reporting Person:

JONES TAMMI A
201 ISABELLA STREET
SUITE 500 PITTSBURGH, PA 15212

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2021-05-07 M 1,953 a $34.83 8,703 indirect
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2021-05-07 M 2,482 a $37.68 11,185 indirect
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2021-05-07 S 4,435 d $41.18 6,750 indirect
COMMON STOCK, PAR VALUE $0.01 PER SHARE 0 $0.00 43,562 direct
COMMON STOCK, PAR VALUE $0.01 PER SHARE 0 $0.00 57 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 34.83 2021-05-07 deemed execution date M 1,953 (d) 2016-01-20 2025-01-20 common stock 1,953 $34.83 0 indirect by spouse
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 37.68 2021-05-07 deemed execution date M 2,482 (d) 2018-02-02 2027-02-02 common stock 2,482 $37.68 0 indirect by spouse
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $41.1700 - $41.1901. the reporting person undertakes to provide to alcoa corporation, any security holder of alcoa corporation, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
f2 fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the company's stock fund.
f3 this option vested in equal installments over three years beginning on the date shown.

Elevate your investments