Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-031264
Date:2021-05-06
Issuer: WOODWARD, INC. (WWD)
Original Submission Date:

Reporting Person:

FAWZY CHRISTOPHER
1081 WOODWARD WAY
FORT COLLINS, CO 80524

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
WOODWARD, INC. COMMON STOCK 2021-05-06 M 3,000 a $40.99 6,506 direct
WOODWARD, INC. COMMON STOCK 2021-05-06 S 3,000 d $126.01 3,506 direct
WOODWARD, INC. COMMON STOCK 2021-05-06 0 $0.00 2,930 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NONQUALIFIED STOCK OPTION (RIGHT TO BUY) 40.99 2021-05-06 deemed execution date M 3,000 (d) 2014-10-01 2023-10-01 woodward, inc. common stock 3,000 $40.99 11,100 direct
Footnotes
IDfootnote
f1 the reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $126.00 to $126.06 per share. the reporting person has reported these purchases on an aggregate basis using the weighted average price for the transactions. the reporting person undertakes to provide, upon request by the securities and exchange commission staff, the company or a security holder of the company, full information regarding the number of shares purchased at each separate price.
f2 the information in this report regarding the number of shares held by the reporting person in the woodward retirement savings plan (the "plan") is based on a calculation as of may 6, 2021.
f3 options, which expire october 1, 2023, became exercisable as to 25% of the shares on october 1, 2014, and each one-year anniversary thereafter.
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