Form Type: 4

SEC EDGAR Link
Accession Number:0001751788-21-000112
Date:2021-05-06
Issuer: DOW INC. (DOW)
Original Submission Date:

Reporting Person:

EDMONDS RONALD C
2211 H.H. DOW WAY
MIDLAND, MI 48674

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-05-06 M 30,000 a $32.57 39,979 direct
COMMON STOCK 2021-05-06 S 30,000 d $68.35 9,979 direct
COMMON STOCK 2021-05-06 M 20,905 a $32.57 30,884 direct
COMMON STOCK 2021-05-06 D 12,768 d $68.44 18,116 direct
COMMON STOCK 0 $0.00 30 indirect
COMMON STOCK 0 $0.00 33,033 indirect
COMMON STOCK 0 $0.00 1,642 indirect
COMMON STOCK 0 $0.00 2,263 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 32.57 2021-05-06 deemed execution date M 30,000 (d) 2023-02-15 common stock 30,000 $32.57 20,905 direct
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 32.57 2021-05-06 deemed execution date M 20,905 (d) 2023-02-15 common stock 20,905 $32.57 0 direct
Footnotes
IDfootnote
f1 shares used to satisfy the exercise price and tax withholding of the reporting person upon exercise of options as required by the award agreement and exempt under rule 16b-3. the net shares were not sold.
f2 the price is a weighted average sale price. the shares were sold in multiple transactions at prices ranging from $68.43 to $68.47. reporting person agrees to provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f3 this option granted in february 2013 is fully vested and exercisable.

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