Form Type: 4

SEC EDGAR Link
Accession Number:0001551182-21-000132
Date:2021-05-07
Issuer: EATON CORP PLC (ETN)
Original Submission Date:

Reporting Person:

FARIA JOAO V
1000 EATON BLVD.
CLEVELAND, OH 44122

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2021-05-07 M 1,220 a $81.96 63,485 direct
ORDINARY SHARES 2021-05-07 M 2,200 a $81.96 65,685 direct
ORDINARY SHARES 2021-05-07 S 2,200 d $146.02 63,485 direct
ORDINARY SHARES 2021-05-07 M 6,848 a $80.49 70,333 direct
ORDINARY SHARES 2021-05-07 S 6,848 d $145.82 63,485 direct
ORDINARY SHARES 2021-05-07 M 6,039 a $98.21 69,524 direct
ORDINARY SHARES 2021-05-07 S 6,039 d $145.68 63,485 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 81.96 2021-05-07 deemed execution date M 1,220 (d) 2019-02-27 2028-02-27 ordinary shares 1,220 $81.96 4,401 direct
STOCK OPTION 81.96 2021-05-07 deemed execution date M 2,200 (d) 2019-02-27 2028-02-27 ordinary shares 2,200 $81.96 2,201 direct
STOCK OPTION 80.49 2021-05-07 deemed execution date M 6,848 (d) 2020-02-26 2029-02-26 ordinary shares 6,848 $80.49 7,055 direct
STOCK OPTION 98.21 2021-05-07 deemed execution date M 6,039 (d) 2021-02-25 2030-02-25 ordinary shares 6,039 $98.21 12,261 direct
Footnotes
IDfootnote
f1 price reported constitutes the average weighted price of shares sold. shares were sold at varying prices in the range of $145.97-$146.05. the reporting person hereby undertakes, upon request of the commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
f2 price reported constitutes the average weighted price of shares sold. shares were sold at varying prices in the range of $145.82-$145.85. the reporting person hereby undertakes, upon request of the commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
f3 price reported constitutes the average weighted price of shares sold. shares were sold at varying prices in the range of $145.60-$145.83. the reporting person hereby undertakes, upon request of the commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
f4 these stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
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