Accession Number: | 0001551182-21-000132 |
Date: | 2021-05-07 |
Issuer: | EATON CORP PLC (ETN) |
Original Submission Date: |
FARIA JOAO V
1000 EATON BLVD.
CLEVELAND, OH 44122
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
ORDINARY SHARES | 2021-05-07 | M | 1,220 | a | $81.96 | 63,485 | direct | ||
ORDINARY SHARES | 2021-05-07 | M | 2,200 | a | $81.96 | 65,685 | direct | ||
ORDINARY SHARES | 2021-05-07 | S | 2,200 | d | $146.02 | 63,485 | direct | ||
ORDINARY SHARES | 2021-05-07 | M | 6,848 | a | $80.49 | 70,333 | direct | ||
ORDINARY SHARES | 2021-05-07 | S | 6,848 | d | $145.82 | 63,485 | direct | ||
ORDINARY SHARES | 2021-05-07 | M | 6,039 | a | $98.21 | 69,524 | direct | ||
ORDINARY SHARES | 2021-05-07 | S | 6,039 | d | $145.68 | 63,485 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION | 81.96 | 2021-05-07 | deemed execution date | M | 1,220 (d) | 2019-02-27 | 2028-02-27 | ordinary shares 1,220 | $81.96 | 4,401 | direct | |
STOCK OPTION | 81.96 | 2021-05-07 | deemed execution date | M | 2,200 (d) | 2019-02-27 | 2028-02-27 | ordinary shares 2,200 | $81.96 | 2,201 | direct | |
STOCK OPTION | 80.49 | 2021-05-07 | deemed execution date | M | 6,848 (d) | 2020-02-26 | 2029-02-26 | ordinary shares 6,848 | $80.49 | 7,055 | direct | |
STOCK OPTION | 98.21 | 2021-05-07 | deemed execution date | M | 6,039 (d) | 2021-02-25 | 2030-02-25 | ordinary shares 6,039 | $98.21 | 12,261 | direct |
ID | footnote |
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f1 | price reported constitutes the average weighted price of shares sold. shares were sold at varying prices in the range of $145.97-$146.05. the reporting person hereby undertakes, upon request of the commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
f2 | price reported constitutes the average weighted price of shares sold. shares were sold at varying prices in the range of $145.82-$145.85. the reporting person hereby undertakes, upon request of the commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
f3 | price reported constitutes the average weighted price of shares sold. shares were sold at varying prices in the range of $145.60-$145.83. the reporting person hereby undertakes, upon request of the commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
f4 | these stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. |