Accession Number: | 0001713310-21-000011 |
Date: | 2021-05-10 |
Issuer: | TRISTATE CAPITAL HOLDINGS, INC. (TSC) |
Original Submission Date: |
FETTEROLF BRIAN S
301 GRANT STREET
SUITE 2700
PITTSBURGH, PA 15219
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-05-10 | P | 700 | a | $23.40 | 87,339 f2 | direct | ||
COMMON STOCK | 2021-05-10 | 0 | $0.00 | 250,929 | direct | ||||
COMMON STOCK | 2021-05-10 | 0 | $0.00 | 13,334 | indirect | f3 | |||
COMMON STOCK | 2021-05-10 | 0 | $0.00 | 10,750 | indirect | f4 | |||
DEPOSITARY SHARES - SERIES A | 2021-05-10 | 0 | $0.00 | 4,000 | direct | ||||
DEPOSITARY SHARES - SERIES B | 2021-05-10 | 0 | $0.00 | 1,000 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the price reported in column 4 is the weighted average price. the shares were purchased in multiple transactions at prices ranging from $23.40 to $23.43, inclusive. the reporting person undertakes to provide to any security holder of tristate capital holdings, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
f2 | held jointly with reporting person's spouse. |
f3 | the reporting person is one of two trustees and a beneficiary of the trust. |
f4 | the reporting person is a limited partner of crosshair ventures, l.p. and the president of and has an interest in its general partner. |