Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-21-007896
Date:2021-05-06
Issuer: ROCKY BRANDS, INC. (RCKY)
Original Submission Date:

Reporting Person:

BROOKS MIKE
39 EAST CANAL STREET
NELSONVILLE, OH 45764

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, WITHOUT PAR VALUE 2021-05-06 S 2,000 d $64.00 253,247 direct
COMMON STOCK, WITHOUT PAR VALUE 2021-05-07 S 5,000 d $65.92 248,247 direct
COMMON STOCK, WITHOUT PAR VALUE 2021-05-07 S 8,000 d $64.06 240,247 direct
COMMON STOCK, WITHOUT PAR VALUE 2021-05-10 S 2,300 d $65.82 237,947 direct
COMMON STOCK, WITHOUT PAR VALUE 2021-05-10 S 3,700 d $64.97 234,247 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 price represents a weighted average of the sale price. shares were sold at prices ranging from $64.00 to $64.03. upon the request by the sec staff, the issuer, or a security holder of the issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
f2 price represents a weighted average of the sale price. shares were sold at prices ranging from $65.58 to $66.07. upon the request by the sec staff, the issuer, or a security holder of the issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
f3 price represents a weighted average of the sale price. shares were sold at prices ranging from $65.80 to $65.98. upon the request by the sec staff, the issuer, or a security holder of the issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
f4 price represents a weighted average of the sale price. shares were sold at prices ranging from $64.73 to $65.67. upon the request by the sec staff, the issuer, or a security holder of the issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

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