Form Type: 4

SEC EDGAR Link
Accession Number:0001626102-21-000002
Date:2021-05-07
Issuer: WORKIVA INC (WK)
Original Submission Date:

Reporting Person:

KLINDT JILL
2900 UNIVERSITY BOULEVARD
AMES, IA 50010

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-05-07 S 9,000 d $91.28 43,813 direct
CLASS A COMMON STOCK 2021-05-10 M 5,940 a $8.48 49,753 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION TO PURCHASE CLASS A COMMON STOCK 8.48 2021-05-10 deemed execution date M 5,940 (d) 2013-12-28 2022-12-27 class a common stock 5,940 $8.48 0 direct
EMPLOYEE STOCK OPTION TO PURCHASE CLASS A COMMON STOCK 18.6 deemed execution date 0 ( ) 2018-07-03 2027-07-02 class a common stock 25,000 $18.60 25,000 direct
EMPLOYEE STOCK OPTION TO PURCHASE CLASS A COMMON STOCK 12.4 deemed execution date 0 ( ) 2018-02-01 2027-02-01 class a common stock 10,000 $12.40 10,000 direct
EMPLOYEE STOCK OPTION TO PURCHASE CLASS A COMMON STOCK 14.03 deemed execution date 0 ( ) 2016-04-01 2025-08-31 class a common stock 16,000 $14.03 16,000 direct
EMPLOYEE STOCK OPTION TO PURCHASE CLASS A COMMON STOCK 15.83 deemed execution date 0 ( ) 2015-08-12 2024-08-11 class a common stock 11,880 $15.83 11,880 direct
EMPLOYEE STOCK OPTION TO PURCHASE CLASS A COMMON STOCK 15.86 deemed execution date 0 ( ) 2014-01-14 2024-01-13 class a common stock 911 $15.86 911 direct
EMPLOYEE STOCK OPTION TO PURCHASE CLASS A COMMON STOCK 15.86 deemed execution date 0 ( ) 2015-01-14 2024-01-13 class a common stock 5,544 $15.86 5,544 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted-average price. the price actually received ranges from $90.62 to $92.23. for all transactions reported in this form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the sec staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
f2 granted pursuant to the 2009 unit incentive plan.
f3 vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
f4 granted pursuant to the 2014 equity incentive plan.
f5 vests as to 25% of the shares on april 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.

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