Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-016124
Date:2021-05-06
Issuer: ORACLE CORP (ORCL)
Original Submission Date:

Reporting Person:

ELLISON LAWRENCE JOSEPH
C/O DELPHI ASSET MGMT CORPORATION
5525 KIETZKE LANE, SUITE 200 RENO, NV 89511

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-05-06 M 1,400,000 a $32.43 1,140,132,353 direct
COMMON STOCK 2021-05-06 S 844,579 d $79.11 1,139,287,774 direct
COMMON STOCK 2021-05-06 S 555,421 d $79.74 1,138,732,353 direct
COMMON STOCK 2021-05-07 M 1,400,000 a $32.43 1,140,132,353 direct
COMMON STOCK 2021-05-07 S 400,131 d $79.32 1,139,732,222 direct
COMMON STOCK 2021-05-07 S 999,869 d $80.16 1,138,732,353 direct
COMMON STOCK 2021-05-10 M 1,400,000 a $32.43 1,140,132,353 direct
COMMON STOCK 2021-05-10 S 318,711 d $79.41 1,139,813,642 direct
COMMON STOCK 2021-05-10 S 1,081,289 d $80.21 1,138,732,353 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 32.43 2021-05-06 deemed execution date M 1,400,000 (d) 2021-06-29 common stock 1,400,000 $32.43 5,600,000 direct
STOCK OPTION 32.43 2021-05-07 deemed execution date M 1,400,000 (d) 2021-06-29 common stock 1,400,000 $32.43 4,200,000 direct
STOCK OPTION 32.43 2021-05-10 deemed execution date M 1,400,000 (d) 2021-06-29 common stock 1,400,000 $32.43 2,800,000 direct
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $78.57 to $79.56. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f2 this transaction was executed in multiple trades at prices ranging from $79.57 to $79.96. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f3 this transaction was executed in multiple trades at prices ranging from $78.62 to $79.61. the price reported above reflects the weighted average sales price. the reporting person hereby undertakes to provide to the sec staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f4 this transaction was executed in multiple trades at prices ranging from $79.62 to $80.54. the price reported above reflects the weighted average sales price. the reporting person hereby undertakes to provide to the sec staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f5 this transaction was executed in multiple trades at prices ranging from $78.77 to $79.76. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f6 this transaction was executed in multiple trades at prices ranging from $79.77 to $80.72. the price reported above reflects the weighted average sales price. the reporting person hereby undertakes to provide to the sec staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
f7 25% of the shares subject to the option vested annually on each anniversary of the grant date.

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