Form Type: 4

SEC EDGAR Link
Accession Number:0000895345-21-000509
Date:2021-05-10
Issuer: TRADEWEB MARKETS INC. (TW)
Original Submission Date:

Reporting Person:

MAISEY SIMON
TRADEWEB MARKETS INC.
1177 AVENUE OF THE AMERICAS NEW YORK, NY 10036

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-05-10 S 750 d $82.80 85,917 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this transaction was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on december 15, 2020.
f2 this amount includes (i) 39,604 unvested restricted stock units ("rsus") in respect of the issuer's class a common stock ("class a common stock") which are scheduled to vest on january 1, 2022, (ii) 6,860 unvested rsus in respect of class a common stock which are scheduled to vest in equal installments on each of march 17, 2022 and march 17, 2023, (iii) 20,580 unvested rsus in respect of class a common stock which are scheduled to vest on january 1, 2023, and (iv) 5,825 unvested rsus in respect of class a common stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of march 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date.

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