Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-019147
Date:2021-05-07
Issuer: GATX CORP (GATX)
Original Submission Date:

Reporting Person:

CONNIFF JAMES M.
233 S.WACKER DR.
CHICAGO, IL 60606

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-05-07 M 8,800 a $61.18 8,800 direct
COMMON STOCK 2021-05-07 S 3,100 d $102.00 5,700 direct
COMMON STOCK 2021-05-07 S 4,774 d $103.31 926 direct
COMMON STOCK 2021-05-07 S 526 d $103.75 400 direct
COMMON STOCK 2021-05-07 S 400 d $101.07 0 direct
COMMON STOCK 401 (K) 2021-05-07 0 $0.00 518 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
2017 NQ STOCK OPTION (RIGHT TO BUY) 61.175 2021-05-07 deemed execution date M 8,800 (d) 2018-01-26 2024-01-26 common stock 8,800 $61.18 0 direct
Footnotes
IDfootnote
f1 represents the weighted average sale price. the highest price at which shares were sold was $102.3684 and the lowest price at which shares were sold was $101.4000.
f2 represents the weighted average sale price. the highest price at which shares were sold was $103.6600 and the lowest price at which shares were sold was $102.6764.
f3 represents the weighted average sale price. the highest price at which shares were sold was $103.8200 and the lowest price at which shares were sold was 103.7100.
f4 represents the weighted average sale price. the highest price at which shares were sold was $101.3300 and the lowest price at which shares were sold was $100.3800.

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