Form Type: 4

SEC EDGAR Link
Accession Number:0001246360-21-000721
Date:2021-05-10
Issuer: GATX CORP (GATX)
Original Submission Date:

Reporting Person:

CONNIFF JAMES M.
233 S. WACKER DR.
CHICAGO, IL 60606

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-05-10 M 1,916 a $71.53 1,916 direct
COMMON STOCK 2021-05-10 M 8,400 a $69.74 10,316 direct
COMMON STOCK 2021-05-10 S 10,316 d $105.02 0 direct
COMMON STOCK 401(K) 2021-05-10 0 $0.00 518 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
2018 NQ STOCK OPTION (RIGHT TO BUY) 69.735 2021-05-10 deemed execution date M 8,400 (d) 2019-01-25 2025-01-25 common stock 8,400 $69.74 0 direct
2019 NQ STOCK OPTION (RIGHT TO BUY) 71.525 2021-05-10 deemed execution date M 1,916 (d) 2020-01-24 2026-01-24 common stock 1,916 $71.53 7,084 direct
Footnotes
IDfootnote
f1 represents the weighted average sale price. the highest price at which shares were sold was $105.0900 and the lowest price at which shares were sold was $105.0000.

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