Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-032029
Date:2021-05-10
Issuer: AMERICAN FINANCIAL GROUP INC (AFG)
Original Submission Date:

Reporting Person:

LINDNER CARL H III
301 EAST FOURTH STREET
CINCINNATI, OH 45202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-05-10 M 50,000 a $44.01 50,000 direct
COMMON STOCK 2021-05-10 S 43,901 d $129.86 6,099 direct
COMMON STOCK 2021-05-10 S 6,099 d $129.83 0 direct
COMMON STOCK 2021-05-10 M 36,760 a $56.44 36,760 direct
COMMON STOCK 2021-05-10 S 36,428 d $128.25 332 direct
COMMON STOCK 2021-05-10 S 332 d $129.02 0 direct
COMMON STOCK 2021-05-10 0 $0.00 2,087,917 indirect f5
COMMON STOCK 2021-05-10 0 $0.00 1,325,043 indirect f6
COMMON STOCK 2021-05-10 0 $0.00 493,602 indirect f7
COMMON STOCK 2021-05-10 0 $0.00 103,131 indirect f8
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION EXERCISE 44.01 2021-05-10 deemed execution date M 50,000 (d) 2023-02-21 common stock 50,000 $44.01 0 direct
STOCK OPTION EXERCISE 56.44 2021-05-10 deemed execution date M 36,760 (d) 2024-02-24 common stock 36,760 $56.44 13,240 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $128.50 to $129.50 inclusive.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $129.51 to $130.25, inclusive. the reporting person undertakes to provide to american financial group, inc., ("afg"), any security holder of afg, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $128.00 to $128.985, inclusive. the reporting person undertakes to provide to american financial group, inc., ("afg"), any security holder of afg, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $129.02 to $129.025, inclusive. the reporting person undertakes to provide to american financial group, inc., ("afg"), any security holder of afg, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this form 4.
f5 indirect #1: chl iii, ttee (or his successors) of the carl h. lindner iii family trust dtd 8/29/02 as amended.
f6 indirect #13: by c3 family trust 2010-1
f7 indirect #14: c3 qat dtd 9/25/20.
f8 indirect #15: by #13 c# legacy trust 12/1/20.
f9 these employee stock options become exercisable in five equal installments beginning on the first anniversary of the grant date.

Elevate your investments