Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-21-005242
Date:2021-05-10
Issuer: CBOE GLOBAL MARKETS, INC. (CBOE)
Original Submission Date:

Reporting Person:

SEXTON JOHN P
C/O CBOE GLOBAL MARKETS, INC.
400 SOUTH LASALLE STREET CHICAGO, IL 60605

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-05-10 S 120 d $108.86 17,009 direct
COMMON STOCK 2021-05-10 S 832 d $110.67 16,177 direct
COMMON STOCK 2021-05-10 S 81 d $111.29 16,096 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sale reported in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on march 12, 2021.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $108.55 to $109.17. the reporting person undertakes to provide to cboe global markets, inc., any security holder of cboe global markets, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $110.02 to $110.93. the reporting person undertakes to provide to cboe global markets, inc., any security holder of cboe global markets, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range.
f4 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $111.17 to $111.33. the reporting person undertakes to provide to cboe global markets, inc., any security holder of cboe global markets, inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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