Form Type: 4

SEC EDGAR Link
Accession Number:0000091576-21-000074
Date:2021-05-10
Issuer: KEYCORP /NEW/ (KEY)
Original Submission Date:

Reporting Person:

CROSBY GARY M
C/O KEYCORP
127 PUBLIC SQUARE CLEVELAND, OH 44114

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2021-05-10 M 6,723 a $0.00 10,472 direct
COMMON SHARES 2021-05-10 D 3,361 d $20.94 7,111 direct
COMMON SHARES 2021-05-10 0 $0.00 536,348 indirect
COMMON SHARES 2021-05-10 0 $0.00 641 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DEFERRED SHARES 0.0 2021-05-10 deemed execution date M 6,723 (d) 2021-05-10 2021-05-10 common shares 6,723 $0.00 21,378 direct
Footnotes
IDfootnote
f1 each deferred share was the economic equivalent of one keycorp common share. on may 10, 2021, 3,361 of the reporting person's deferred shares were settled for cash, and the remaining 3,362 deferred shares were settled for an equal number of keycorp common shares.
f2 these shares are held in a living trust. the reporting person is trustee of the trust.
f3 includes approximately 1,342 dividend-equivalent deferred shares accrued between june 2020 and march 2021.
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