Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-21-005400
Date:2021-05-13
Issuer: CBOE GLOBAL MARKETS, INC. (CBOE)
Original Submission Date:

Reporting Person:

RATTERMAN JOSEPH P
C/O CBOE GLOBAL MARKETS, INC.
400 SOUTH LASALLE STREET CHICAGO, IL 60605

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-05-13 A 1,276 a $113.66 2,758 direct
COMMON STOCK 2021-05-13 0 $0.00 34,857 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents a restricted stock award granted under the company's second amended and restated long-term incentive plan, which meets the requirements of rule 16b-3.
f2 shares are held of record by joseph p. ratterman and sandra m. ratterman, as trustess of the joseph p. and sandra m. ratterman trust dated september 15, 2008 or their successors in trust. mr. ratterman disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interests therein.

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