Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-21-008213
Date:2021-05-14
Issuer: KELLOGG CO (K)
Original Submission Date:

Reporting Person:

GUND G ZACHARY
ONE KELLOGG SQUARE
P O BOX 3599 BATTLE CREEK, MI 49016-3599

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON 2021-05-14 0 $0.00 19,176 indirect
COMMON 2021-05-14 0 $0.00 3,657 indirect f2
COMMON 2021-05-14 0 $0.00 9,200 indirect f3
COMMON 2021-05-14 0 $0.00 1,619,000 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNITS 0.0 2021-05-14 deemed execution date A 656 (a) common 656 $0.00 12,839 direct
Footnotes
IDfootnote
f1 excludes dividends reinvested after january 1, 2021.
f2 *these shares are held in a trust for the benefit of the reporting person and certain members of his family. the reporting person is one of several trustees and, in such capacity, may have voting and dispositive power over all such shares. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.
f3 **these shares are held in a trust for the benefit of certain members of the reporting person's family. a family member of the reporting person is the trustee. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.
f4 ***these shares are held in family partnerships, the partners of which include a trust for the benefit of the reporting person. the reporting person serves as a manager of these partnerships and, in such capacity, may have voting and dispositive power over all such shares. the reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of section 16 or for any other purpose.
f5 according to the terms of the kellogg company deferred compensation plan for non-employee directors, final value of phantom stock units is to be determined as of date of reporting person's retirement and paid in stock.

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