| Accession Number: | 0001419536-21-000111 |
| Date: | 2021-05-21 |
| Issuer: | CAPITAL BANCORP INC (CBNK) |
| Original Submission Date: |
DICKER KARL
2275 RESEARCH BLVD
SUITE 600
ROCKVILLE, MD 20850
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2021-05-21 | M | 3,000 | a | $0.00 | 22,000 | direct | ||
| COMMON STOCK | 2021-05-21 | F | 904 | d | $21.35 | 21,096 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS | 0.0 | 2021-05-21 | deemed execution date | M | 3,000 (d) | common stock 3,000 | $0.00 | 6,000 | direct | |||
| STOCK OPTIONS | 12.38 | 2021-05-21 | deemed execution date | 0 ( ) | 2019-05-21 | 2023-12-31 | common stock 12,000 | $12.38 | 12,000 | direct | ||
| STOCK OPTIONS | 14.54 | 2021-05-21 | deemed execution date | 0 ( ) | 2020-12-30 | 2024-12-30 | common stock 12,500 | $14.54 | 12,500 | direct | ||
| STOCK OPTIONS | 13.89 | 2021-05-21 | deemed execution date | 0 ( ) | 2021-12-31 | 2025-12-31 | common stock 9,165 | $13.89 | 9,165 | direct | ||
| RESTRICTED STOCK UNITS | 0.0 | 2021-05-21 | deemed execution date | 0 ( ) | common stock 12,000 | $0.00 | 12,000 | direct |
| ID | footnote |
|---|---|
| f1 | the restricted stock units convert into common stock on a one-for-one basis. |
| f2 | the restricted stock units vest in four equal annual installments beginning 5/21/20. |
| f3 | the stock options vest in four equal annual installments beginning on the first anniversary of the date of grant. |
| f4 | each restricted stock unit represents the right to receive one share of common stock. the restricted stock units will vest in four equal annual installments beginning 5/21/20. |
