Accession Number: | 0001209191-21-035304 |
Date: | 2021-05-21 |
Issuer: | AMERICAN FINANCIAL GROUP INC (AFG) |
Original Submission Date: |
LINDNER CARL H III
301 EAST FOURTH STREET
CINCINNATI, OH 45202
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-05-21 | M | 13,240 | a | $56.44 | 13,240 | direct | ||
COMMON STOCK | 2021-05-21 | M | 50,000 | a | $63.15 | 63,240 | direct | ||
COMMON STOCK | 2021-05-21 | S | 41 | d | $133.30 | 63,199 | direct | ||
COMMON STOCK | 2021-05-21 | S | 5,037 | d | $132.67 | 58,162 | direct | ||
COMMON STOCK | 2021-05-21 | S | 57,654 | d | $130.58 | 508 | direct | ||
COMMON STOCK | 2021-05-21 | S | 508 | d | $131.15 | 0 | direct | ||
COMMON STOCK | 2021-05-21 | 0 | $0.00 | 2,087,917 | indirect | f4 | |||
COMMON STOCK | 2021-05-21 | 0 | $0.00 | 1,325,043 | indirect | f5 | |||
COMMON STOCK | 2021-05-21 | 0 | $0.00 | 493,602 | indirect | f6 | |||
COMMON STOCK | 2021-05-21 | 0 | $0.00 | 103,131 | indirect | f7 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION EXERCISE | 56.44 | 2021-05-21 | deemed execution date | M | 13,240 (d) | 2024-02-24 | common stock 13,240 | $56.44 | 0 | direct | ||
STOCK OPTION EXERCISE | 63.15 | 2021-05-21 | deemed execution date | M | 50,000 (d) | 2025-02-23 | common stock 50,000 | $63.15 | 0 | direct |
ID | footnote |
---|---|
f1 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $132.135 to $133.125, inclusive. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $130.09 to $131.085, inclusive. |
f3 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $131.095 to $131.19, inclusive. |
f4 | indirect #1: chl iii, ttee (or his successors) of the carl h. lindner iii family trust dtd 8/29/02 as amended. |
f5 | indirect #13: by c3 family trust 2010-1 |
f6 | indirect #14: c3 qat dtd 9/25/20. |
f7 | indirect #15: by #13 c# legacy trust 12/1/20. |
f8 | these employee stock options become exercisable in five equal installments beginning on the first anniversary of the grant date. |