Accession Number: | 0001726978-21-000110 |
Date: | 2021-05-25 |
Issuer: | GOOSEHEAD INSURANCE, INC. (GSHD) |
Original Submission Date: |
MARK & ROBYN JONES DESCENDANTS TRUST 2014
C/O GOOSEHEAD INSURANCE, INC.
1500 SOLANA BLVD., BLDG 4, STE 4500
WESTLAKE, TX 76262
JONES MARK EVAN
C/O GOOSEHEAD INSURANCE, INC.
1500 SOLANA BLVD., BUILDING 4, STE 4500
WESTLAKE, TX 76262
JONES ROBYN MARY ELIZABETH
C/O GOOSEHEAD INSURANCE, INC.
1500 SOLANA BLVD., BUILDING 4, STE 4500
WESTLAKE, TX 76262
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK | 2021-05-25 | C | 32,392 | d | $0.00 | 10,455,264 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-25 | C | 32,392 | a | $0.00 | 32,392 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-25 | S | 1,700 | d | $83.95 | 30,692 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-25 | S | 28,684 | d | $85.01 | 2,008 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-25 | S | 1,808 | d | $85.47 | 200 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-25 | S | 200 | d | $86.46 | 0 f1 | direct | ||
CLASS B COMMON STOCK | 2021-05-26 | C | 24,193 | d | $0.00 | 10,431,071 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-26 | C | 24,193 | a | $0.00 | 24,193 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-26 | S | 3,200 | d | $85.39 | 20,993 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-26 | S | 4,547 | d | $86.48 | 16,446 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-26 | S | 16,446 | d | $87.35 | 0 f1 | direct | ||
CLASS B COMMON STOCK | 2021-05-27 | C | 13,144 | d | $0.00 | 10,417,927 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-27 | C | 13,144 | a | $0.00 | 13,144 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-27 | S | 1,751 | d | $86.14 | 11,393 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-27 | S | 1,450 | d | $87.22 | 9,943 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-27 | S | 8,693 | d | $88.01 | 1,250 f1 | direct | ||
CLASS A COMMON STOCK | 2021-05-27 | S | 1,250 | d | $88.79 | 0 f1 | direct | ||
CLASS B COMMON STOCK | 2021-05-25 | 0 | $0.00 | 182,349 f9 | direct | ||||
CLASS A COMMON STOCK | 2021-05-25 | 0 | $0.00 | 286,201 f9 | direct | ||||
CLASS A COMMON STOCK | 2021-05-25 | 0 | $0.00 | 333,790 f10 | direct | ||||
CLASS B COMMON STOCK | 2021-05-25 | 0 | $0.00 | 132,349 f10 | direct | ||||
CLASS B COMMON STOCK | 2021-05-25 | 0 | $0.00 | 1,860,355 | indirect | f11 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
LLC UNITS IN GOOSEHEAD FINANCIAL, LLC | 0.0 | 2021-05-25 | deemed execution date | C | 32,392 (d) | class a common stock 32,392 | $0.00 | 10,455,264 | direct | |||
LLC UNITS IN GOOSEHEAD FINANCIAL, LLC | 0.0 | 2021-05-26 | deemed execution date | C | 24,193 (d) | class a common stock 24,193 | $0.00 | 10,431,071 | direct | |||
LLC UNITS IN GOOSEHEAD FINANCIAL, LLC | 0.0 | 2021-05-27 | deemed execution date | C | 13,144 (d) | class a common stock 13,144 | $0.00 | 10,417,927 | direct | |||
LLC UNITS IN GOOSEHEAD FINANCIAL, LLC | 0.0 | 2021-05-25 | deemed execution date | 0 ( ) | class a common stock 182,349 | $0.00 | 182,349 | direct | ||||
LLC UNITS IN GOOSEHEAD FINANCIAL, LLC | 0.0 | 2021-05-25 | deemed execution date | 0 ( ) | class a common stock 132,349 | $0.00 | 132,349 | direct | ||||
LLC UNITS IN GOOSEHEAD FINANCIAL, LLC | 0.0 | 2021-05-25 | deemed execution date | 0 ( ) | class a common stock 1,860,355 | $0.00 | 1,860,355 | indirect | by trust |
ID | footnote |
---|---|
f1 | reflects shares of class a common stock, shares of class b common stock or llc units, as applicable, held (i) directly by the mark & robyn jones descendants trust 2014 and (ii) indirectly by mark evan jones and robyn mary elizabeth jones, who serve as trustees of the mark & robyn jones descendants trust 2014 and whose immediate family members are beneficiaries of the mark & robyn jones descendants trust 2014. |
f2 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $83.28 to $84.24, inclusive. the reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4. |
f3 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $84.31 to $85.30, inclusive. the reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4. |
f4 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $85.31 to $86.01, inclusive. the reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4. |
f5 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $86.35 to $86.57, inclusive. the reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4. |
f6 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $84.72 to $85.70, inclusive. the reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4. |
f7 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $85.80 to $86.79, inclusive. the reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4. |
f8 | the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $86.81 to $87.66, inclusive. the reporting person trust undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4. |
f9 | reflects shares of class a common stock, shares of class b common stock or llc units, as applicable, held directly by mark evan jones, and does not reflect class a common stock, shares of class b common stock or llc units, as applicable, held by his spouse, robyn mary elizabeth jones, who is independently a reporting person of the issuer. |
f10 | reflects shares of class a common stock, shares of class b common stock or llc units, as applicable, held directly by robyn mary elizabeth jones, and does not reflect class a common stock, shares of class b common stock or llc units, as applicable, held by her spouse, mark evan jones, who is independently a reporting person of the issuer. |
f11 | reflects shares of class b common stock or llc units, as applicable, held indirectly by mark evan jones and robyn mary elizabeth jones, who serve as trustees of various trusts and whose immediate family members are beneficiaries of such trusts. |
f12 | each llc unit, together with a share of class b common stock, may be converted by the holder into one share of class a common stock at any time. the llc units do not expire. |
f13 | does not reflect shares of class a common stock, shares of class b common stock or llc units, as applicable, held directly by the reporting person individuals, who are each independently a reporting person of the issuer. |