Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-036326
Date:2021-05-26
Issuer: REATA PHARMACEUTICALS INC (RETA)
Original Submission Date:

Reporting Person:

CASTELLANOS ELAINE
5320 LEGACY DRIVE
PLANO, TX 75024

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-05-26 C 10,000 a $0.00 24,546 direct
CLASS A COMMON STOCK 2021-05-26 S 10,000 d $124.55 14,546 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 11.0 2021-05-26 deemed execution date M 2,934 (d) 2026-05-25 class b common stock 2,934 $11.00 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 22.57 2021-05-26 deemed execution date M 7,066 (d) 2026-12-07 class b common stock 7,066 $22.57 19,934 direct
CLASS B COMMON STOCK 0.0 2021-05-26 deemed execution date M 2,934 (a) class a common stock 2,934 $0.00 2,934 direct
CLASS B COMMON STOCK 0.0 2021-05-26 deemed execution date M 7,066 (a) class a common stock 7,066 $0.00 10,000 direct
CLASS B COMMON STOCK 0.0 2021-05-26 deemed execution date C 10,000 (d) class a common stock 10,000 $0.00 0 direct
Footnotes
IDfootnote
f1 the class b common stock is convertible into class a common stock on a one-for-one basis at the holder's election at any time. the conversion right of the class b common stock has no expiration date.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions on one day at prices ranging from $124.36 to $124.95. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f3 the options vested in sixteen equal quarterly installments beginning on august 25, 2016.
f4 the options vest in twenty equal quarterly installments beginning on march 7, 2017, subject to continued service through each vesting date.
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